Japan

Japanese Prime Minister Keizo Obuchi stated in a Jan. 28 speech to the Diet, Japan's legislative assembly, that "fiscal reform is important," but that the country "cannot commit the mistake of undertaking it while the economy is not firm and before it is on the path of full-fledged recovery." His remarks came within hours of the Japanese government's announcement that it would begin borrowing money directly from its crippled banking system in order to meet its financial obligations to local governments.

Government policies have locked the Japanese economy in a downward spiral. In order to promote growth, Japan creates supplemental budgets funded by borrowed money. When the government money runs out, the economy again slips into the doldrums, thus necessitating new projects funded by new loans. This deepening addiction to borrowed money has caused catastrophic damage. Japan's inefficient economic structures promote social welfare at the cost of stymied growth.

Japan already holds the record as the world's most indebted government. Its newest budget deficit, at 38.4 percent, will only compound this. At this pace, Japan's debt will top 150 percent of its GDP within three years. Japan's budget and economic structures are not sustainable, and by refusing to adopt direly needed reforms, Japan's economy will only decay further.

Put simply, Japan is attempting to borrow-and-spend itself to recovery, but without constructing an environment that encourages private sector development. Every action the Japanese government takes along these lines to bolster its economy only extends the damage.

Japan's latest plan seeks to achieve three goals: give business to Japan's banks; decrease the value of the yen; and gain additional income for the government without issuing new bonds.

First, Japan's recession has idled many of the nation's banks; few companies are willing to take on additional financial risks until the economy recovers. The new plan would give the banks some badly needed business.

Indeed, Japan's banks are awash with money, but this does not mean they are healthy. Japan's banking sector is still struggling to rid itself of at least $2 trillion in bad loans, acquired from two decades of irresponsible lending practices. Furthermore, Japan has a bad habit of instituting superficial reforms throughout its political and economic systems. Its banking industry is no exception. When many Japanese banks went bust after the Asian financial crisis, several "reformed" themselves by closing foreign offices in order to avoid adherence to international financial norms. Moreover, Japan went so far as to refine the meaning of a bad loan, loosening the criteria, thereby delaying or preventing unprofitable enterprises from foreclosing. This, in turn, meant that on paper the banks appeared to be more financially solvent than they really were. It's easy to avoid a debt reckoning if you rewrite the financial laws.

Japan's second goal is to increase the country's money supply. In borrowing from these same capital-rich banks, the government will inject additional money into its economy. Japan hopes that this additional spending will reduce the value of the yen and increase the international competitiveness of Japanese exporters. Yet, in the recent past financial markets have shrugged off every attempt by Japan to reduce the yen's value; there is no reason why a slightly less direct attempt will be successful. In the unlikely event that it does work, it will be a fleeting success at best. As soon as the Japanese lending spree ends, the yen will rise again. Japan will have spent borrowed money and achieved nothing.

Third, the plan calls for loans instead of bonds - Japan's preferred method of borrowing money. After nearly a decade of issuing bonds to fund massive, and irrelevant, infrastructure projects in an attempt to jumpstart the economy, Japan has saturated its bond market. Japan's plan allows the Japanese government to obtain additional funds without harming the bond market.

This actually magnifies Japan's debt problem. One of Japan's advantages over its neighbors during the Asian financial crisis was that Japanese debt was long-term at low interest - it in and of itself did not trigger a crisis in the way that Korea's short-term development debt did. Japan's new plan destroys much of that advantage by racking up short-term high-interest loans for regular, recurring expenses. This is tantamount to charging your rent on a high interest credit card that you cannot pay in full. If Japanese debt rises as Japan's Finance Minister Kiichi Miyazawa predicts, it will top $6.15 trillion this year. When Japanese interest rates rise, as they must eventually, the cost of servicing this mountain of debt will be massive. Japan will have secured an additional source of income, but condemned itself to paying interest payments indefinitely.

Powers outside of Japan have noticed these problems. Fitch IBCA and Moody's Investors Service - international credit rating agencies - have both reduced Japan's credit rating and are considering lowering it further due to excessive debt. This raises the cost of borrowing for Japanese businesses. The G7 and the OECD have also tried and failed to get Japan to take more appropriate action.

Japan's Asian neighbors are also aware that the region's economic colossus has feet of clay. Japan's Miyazawa funds, designed to stimulate the purchase of Japanese exports in Japan's neighbors, have found few takers in recent months. Japan has also seen most of its Pacific Rim trading partners eschew new trade links with Tokyo in favor of lashing themselves to a seemingly unending U.S. economic boom. This is unsurprising considering Japan's unwillingness to dismantle its outdated protectionist policies and its inability to stimulate consumer demand. This "Fortress Japan" mentality atop a mangled financial infrastructure will ensure a continued exodus of economic - and therefore political - power from the world's second largest economy.

By publicly abandoning financial reforms, Japan is sending a dangerous message. Japan continues to borrow in order to fund temporary stimulus packages. These stimulus packages create an economy dependant on continual government investment, which can only be paid for with more borrowing. Having exhausted the bond market, Japan has now resorted to higher-interest loans to perpetuate this vicious circle and make the Japanese economy even more indebted, and more out of synch with the rest of the world. Japan's day of reckoning is not far off.

The Tokyo metropolitan government in Japan is poised to pass a new law taxing the city's largest banks. Tokyo Gov. Shintaro Ishihara expects the law to raise almost a billion dollars in revenue - an attractive sum in a city with a $6 billion budget deficit and $60 billion in debt. The legislation has attracted overwhelming support in Tokyo, from 90 percent of the city's residents and both ruling and opposition parties. In a Kyodo News survey, more than half of the country's other prefectures voiced at least partial support.

The legislation's popularity among local governments and the public stems from more than just empty coffers in city halls throughout Japan. Those behind the legislation, including Ishihara, are unwilling to sit idly by while the central government fails to restore Japan's economy. The legislation could further disable the city's crippled banks, making central government officials very anxious. But with general elections on the horizon, political imperatives are pressuring Tokyo's ruling parties to bite their tongues.

Gov. Ishihara proposed the tax several weeks ago, sending bank officials and many economists into histrionics. The law will tax gross profit instead of net gains in banks with deposits of more than $45.7 billion. In other words, even banks with negative balance sheets will have to pay taxes. Critics argue that such a heavy burden - as much as 20 or 30 times the existing taxes - will keep the banks from paying off bad loans, thereby stalling economic recovery. The Japanese Bankers Association has even threatened a lawsuit if the government passes the legislation.

But Ishihara and other proponents have ignored such criticism, as well as quiet pressure from Diet members, including Finance Minister Kiichi Miyazawa. Instead, Ishihara has painted the legislation as a necessary reaction to a domineering and ineffective central government.

Calls to decentralize the government have existed for years. But as Japan's economic infirmity persists and intensifies, the calls have grown more urgent. Currently, local prefectures in Japan have very little control over their own finances. The Tokyo government receives less than 30 percent of the revenues it collects. As well, the prefectures have been forced to issue bonds to help finance the central government's deficit spending. The new tax would give the Tokyo government total control over a large infusion of revenue.

The central government realizes that the tax could devastate the banking system if applied nationwide. Yet elections could come as early as April, and the parties must handle the situation carefully. If they crusade against the legislation, even on the grounds of shaky economics, they will be denounced as overbearing and unwilling to decentralize. The circumstances are especially troublesome for the Liberal Democratic Party (LDP), which seeks to resurrect its lost legacy as the country's number-one political authority. It must oppose the legislation, but would like to avoid bad publicity.

As a result, top LDP members appear divided. Key Cabinet ministers, including the finance and home affairs ministers, have pressured Ishihara to change details of his plan. Others, such as Labor Minister Takamori Makino, have suggested that the decision "deserves understanding in light of the promotion of decentralization," reported the newspaper Asahi Shimbun.

The LDP's Research Commission on the Tax System has undertaken the party's most significant effort to engage in political damage control. On Feb. 16, it announced that it would consider extending the tax nationwide to all corporations, not just banks - but only after the economy had fully recovered, perhaps in fiscal 2001. The announcement was clearly a stalling tactic, intended to soothe those who support the legislation because they believe the government will resist decentralization indefinitely.

But ultimately, the central government - LDP included - must take forceful measures to regain control of the economy. Although the Tokyo bill now has enough support in the city assembly to win, the assembly won't vote until Feb. 23. That gives the central government and the banks a few days to increase the pressure. The bank tax initiative could easily spread to other prefectures; already, the LDP in Osaka has petitioned the governor to impose a similar tax. Unless the central government finds an alternative to Ishihara's solution, the battle for control over the country's economic policy will only intensify.

The Nikkei-225, Japan's premier stock index, dropped 6.98 percent on Monday. This, its fifth-largest drop ever, was in response to the Dow Jones plummeting on Friday. To counter the perceived threat of a stock market meltdown, the three parties of Japan's coalition government submitted a proposal that will likely be adopted. The proposal calls on the government to intervene directly in the Japanese stock exchange to prop up share prices. Against all odds, Japan has found a way to make its already piddling economy even worse.

This drop was not insignificant. The total value of Japan's stock market is approximately the same as Japan's GDP - about $4 trillion. It is also one of the last economic institutions that has not been hindered by direct government intervention. The stock market is heralded as one of the few sure sources of capital for an economy managed by a government addicted to borrowing. The governing coalition's new plan envisions purchasing one trillion yen ($92 billion) of stock to offset the recent loss.

Other countries, while not thrilled with their stock market devaluations, are shrugging off the losses as the cost of being linked to an international economy. Also hard-hit were Hong Kong, Mexico and South Korea. Only Japan is reacting with such a large- scale intervention. The effects of the new Japanese plan will be numerous and dire.

First of all, Japan cannot afford such a costly bailout. After a decade of barely perceptible growth and rising debt, the government has little money to spare. Japan's economic stagnation is exacerbated by its expensive cradle-to-grave social welfare policy and an economic structure that values stability and personal connections over ingenuity and merit. Japan needs to address these problems. Spending billions on bailing out a stock market that is suffering a cyclical downswing is not the way to do it.

Second, a $92 billion investment amounts to only 2.3 percent of the market's value, not nearly enough to account for the recent loss. If the U.S stock market plummets further, as expected, Japan's $92 billion investment will be wasted money. Stock markets are by their nature volatile as the past few months in America plainly demonstrate. Dumping an extra $92 billion into the market whenever it falls beneath an arbitrary trigger - especially when the fall is caused by factors in New York - is economically unsound.

Third, Japan is already so low on cash that it has to take out high interest loans to fund its stimulus packages. This new plan calls upon the government to tap into one of its few remaining sources of funds, pension reserves - the Japanese version of Social Security. This would be equivalent to the United States spending retirees' savings to bail out private investors whenever the Dow drops below 10,000.

Fourth, Japan's record of intervention is less than stellar. Often times when the government has intervened in the currency markets to weaken the yen, it strengthened instead. With the yen continuing to strengthen, Japan is likely to engage in another of these pointless interventions soon. Stock markets are even more difficult to predict. U.S. Federal Reserve Board Chairman Alan Greenspan solves this problem by having as little to do with the stock market as possible.

The recent proposal also calls upon the government to accelerate the implementation of large-scale public works projects outlined in the 2000 budget. The logic being that early spending will help alleviate the negative short-term effects of the stock market fall. However, accelerating the implementation of the stimulus package, paid for with borrowed funds, will strengthen the possibility that Japan will borrow even more from its crippled banks later in the year.

Incurring more debt will sink Japan - already holding the world record for most-indebted government with $6.15 trillion borrowed - further into the red. Japan currently runs a budget deficit of nearly 40 percent. When Japanese interest rates rise as eventually they must - Japan cannot keep them at zero percent forever, especially with U.S. rates at 6 percent - the cost of servicing these debts will mushroom and crash the Japanese budget.

Despite the unfettered stupidity of this plan, Japan will likely implement it, so powerful is the perception that it must address the most visible aspect of its flagging economy - the stock market. The plan already has the support of the top policy makers of all three parties in Japan's ruling coalition. Japan's uninspiring prime minister, Yoshiro Mori, is not the type to stand in the way of such consensus. Furthermore, Japan has a history of adopting imprudent measures, such as taxing its dilapidated and stressed banking system to create the illusion of economic progress. If implemented as intended, the new plan will squander away $92 billion of Japan's pension fund and further chain down an already hobbled economy. Not a small feat.

On April 22, former Russian President Boris Yeltsin and former Japanese Prime Minister Ryutaro Hashimoto will meet near Moscow. Although the meeting's agenda has not been announced, the two leaders are sure to discuss the transfer of the four southern Kuril Islands to Tokyo. In 1997, Yeltsin and Hashimoto agreed to sign a peace agreement by 2000, resolving a dispute between Russian and Japan over the islands. Now the two men will meet again to clear the decks for a historic agreement between President-elect Vladimir Putin and Japanese Prime Minister Yoshiro Mori, who will meet at an April 29 summit in Russia.

The Kuril Islands offer a number of assets. First, they have strategic value, as they cut a dotted line through Russia's access to the Pacific Ocean from the Okhotsko Sea. The waters off their coasts harvest $4 billion worth of fish each year, and the islands themselves hold deposits of pyrite, sulfur and various polymetalic ores. As well, each nation defends its sovereignty over the islands to nourish nationalist pride, an extremely important factor for two nations in economic crisis.

But Putin is now ready to focus on rescuing Russia from treacherous financial straits. The president already secured overwhelming nationalist support by asserting Russia's strength and sovereignty in the Chechen War. Now Putin must find a way to avoid defaulting on the country's approximately $150 billion debt and to finance the country's 2000 budget amid falling oil prices.

Settling the territorial dispute with Japan offers at least a partial solution to Russia's quandary. Tokyo has already shown that it's prepared to pay. As the result of 1997 talks, which yielded only the "agreement to agree," Hashimoto promised Yeltsin $1.5 billion in loans, of which approximately half has now been disbursed. The price tag for an actual peace agreement - in effect, the price for the islands themselves - will be much higher. And though Japan itself is saddled with a black-hole economy, the government has proved extremely resourceful at generating a cash flow.

Fishing rights in the coastal waters will be a major sticking point of any deal. Currently, Russia only allows Japan a certain quota of fish - and at a price. Japan will push for rights to a section of the sea. Russia will fight to hold on as much as possible, but will likely be willing to concede at least a section of water to Japan. The potential fish harvest in the region may be huge; however, as a Moscow Times article noted, the Russian fishing industry is notoriously adept at hiding the majority of its profits. Very little ends up in Moscow's coffers.

Talk of a deal will spark frenzied debate within Russia. But ultimately, Putin will prevail. In October 1999, he said that signing a peace treaty was both "essential and inevitable," reported Agence France-Presse. The promise of Japanese payment will sidetrack many naysayers. In the past, the Communists have vehemently opposed ceding the islands. However, Putin has recently elicited unprecedented cooperation with the Communists, and may be able to wrangle away some of their votes. In November, the Duma voted down a Communist initiative to draft a statement asserting that the parliament would reject any treaty "implying the loss or restriction of Russian sovereignty over the South Kuril Islands."

The residents of the islands themselves have twice voted to secede from Russia and join the Japanese. The Russian government supplies very little money to the Sakhalin regional administration, which, in turn, all but ignores the Kuril islanders. Earthquakes in 1995 and 1996 destroyed the fisheries supporting the islanders. They hope that the Japanese, unlike the Russians, will pay to rebuild them.

For the Japanese government, the issue is simple. Reclaiming the islands will stir nationalist sentiment, possibly alleviating the brooding Japanese depression produced by prolonged economic malaise. The ruling coalition, led by the Liberal Democratic Party (LDP), needs such a bromide in order to reclaim its shaky mandate. Lower house elections, which could be called as early as June, could otherwise result in significant losses for the LDP.

Cartographers, warm the presses.

The local government of Osaka, Japan's second largest city, is set to follow Tokyo's example and pass a tax on bank profits - one that will bring in badly needed revenues. The Prefectural Assembly will vote on the proposal May 30, and the major political parties support the measure, according to Jiji Press news agency. Faced with the central government's inability to right the economy, local governments are trying to take care of themselves. But without a unified plan, this proliferating set of independent solutions threatens to multiply Japan's economic problems.

Osaka's Prefectural Assembly is poised to pass a bill that will tax the gross profits, rather than net profits, of banks with more than $46 billion in assets, according to the Mainichi Shimbun. In other words, even banks with negative balance sheets will have to pay taxes. This scheme is expected to bring in $69 million to the debt- ridden Osaka government. The proposal mirrors a law passed by Tokyo's metropolitan government earlier this spring, expected to raise nearly a billion dollars for the city.

This local insurgency stems from the central government's inability to bring Japan out of its economic malaise. Rather than force necessary structural reforms and rebuild the economy, the federal government has tried to revive the existing system. The government has stuck with a limited repertoire of economic tools, such as massive public spending, bailouts and currency interventions to increase exports. Unfortunately, none of these efforts have been enough to stop Japan's economy from shrinking by 1 percent and 1.4 percent, respectively, in the latter two quarters of 1999.

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Local governments are taking matters into their own hands. Decentralization has been discussed for years, but there is now a very real financial incentive for local governments to go it alone. At present, they have little control over their own finances.

New bank taxes are not only a symbol of the growing political independence at local levels. These taxes are the beginning of a larger pattern of local economic independence. Osaka's actions make sense; it is Japan's second largest city and the second largest banking center behind Tokyo. A number of other cities could also benefit by following a similar tack, including regional banking centers like Yokohama, Kobe and Nagoya.

The financial reality of the country borders on the absurd; the Japanese government gives money to banks, which are now taxed by local governments - to make up for revenues sent to the central government. The banking system is already reliant on help from the national government, which spent more than $60 billion propping up the nation's top 15 banks in early 1999. This is nearly three- quarters of the $82 billion in bad loans that Japan's banks wrote off last year.

This spells trouble for a banking system already awash in it. Japan's banking sector has yet to become internationally competitive. In some cases, arcane rules allow banks a great deal of leeway. The majority of international banks must have cash reserves equal to 8 percent of their loans; Japanese banks need only 4 percent. About half of South Korea's bank managers lost their jobs in the restructuring that followed the 1997 Asian economic meltdown. In Japan, no managers were sacked, according to the Economist. Meanwhile, Japan's interest rates continue to hover around zero.

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Besides helping to expose the country's financial shell game, the bank tax will further hurt the financial system. Already, struggling banks will be forced to use extra revenues to pay taxes, further weakening their financial positions. Higher fees or interest rates can't make up the difference because Japanese consumers are hesitant to borrow money even at 0 percent interest. Some banks may even be forced to appeal to the government for yet another bailout.

The paralysis of Japan's central government has forced local officials to act in their own best interests. Unfortunately, what is good for Osaka - increased local tax revenues - is not good for Japan, which would like a reformed banking system, but absolutely needs a stable system. Other local governments will likely follow Osaka's lead - there's a finite pool of cash to draw from, and nobody wants to be the last to the trough. The result: exponential decay of an already failing system.

Throughout Southeast Asia, open ocean piracy against commercial shipping is an increasing concern. A January report by the Piracy Reporting Center in Kuala Lumpur called the Straits of Malacca and Singapore the most dangerous waters in the world. Raids on commercial vessels are also of concern to the government in Tokyo. Nearly 100 of the 141 pirate attacks on Japanese ships in the last 11 years have occurred off Southeast Asia, according to figures of the Japanese Transport Ministry.

Citing its concern, Japan's Coast Guard reportedly plans to request funds - tens of millions of dollars - to purchase two long-range reconnaissance jets capable of making a 7,500-mile roundtrip flight from Japan to the Strait of Malacca and back. The Japanese daily Asahi reported that the Coast Guard is not in the market for aircraft that would require basing in Southeast Asia. Ruling out Japan's existing inventory of aircraft, the Coast Guard appears interested in one of several new commercial long-range aircraft. Loaded with the proper surveillance and electronics packages, these jets would be suited to the task.

But this new mission for the Japanese Coast Guard would also provide Tokyo with an important potential intelligence capability. Anti-piracy missions launched from Japan would likely hug the Chinese, Taiwanese and Vietnamese coasts. Such surveillance would be consistent with the slow but steady redefinition of Japan's security sphere, as well as recent announcements by the government that it will operate forces far from home.

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Besides monitoring the Strait of Malacca - which separates Indonesia, Malaysia and Singapore -- the Coast Guard said it will use the unarmed aircraft to perform search operations and monitor suspected Chinese spy ships lurking close to Japan's shores. Already, however, Japan has a significant inventory of aircraft suited for maritime patrols; it seems odd that the Coast Guard would need to add a new, long-range aircraft.

The Maritime Self-Defense Force - which operates closely with the Coast Guard - has about 100 U.S.-made P-3 Orions, suited both for hunting submarines and tracking ship traffic. The Air Self-Defense Force operates two Boeing 767s, fitted as airborne warning and control aircraft. These aircraft are also suited for tracking surface targets; similar U.S. Air Force jets track drug smuggling in the Gulf of Mexico and Pacific Ocean.

Neither of these aircraft, however, has the legs to fly roundtrip to the Strait of Malacca, loiter for hours, and return without landing. As well, Japanese forces are not currently capable of refueling aircraft in mid-air. Basing existing aircraft in Southeast Asia is still a delicate political issue - a hangover from World War II - but it is increasingly less so. Singapore, for example, has given Japanese aircraft permission to use military bases in an emergency. Also, the nations of Southeast Asia have agreed in principle to allow Japan to take part in multinational patrols in the Strait. As a result, existing P-3s could be used as long as basing rights are secured.

Yet the Japanese Coast Guard has elected to adopt a comparatively difficult and expensive solution. Why?

In a strategic sense, Tokyo is enlarging its 55-year-old doctrine of self-defense. Increasingly Japan is redefining this notion to extend beyond the horizon - not only defending the country, but defending its vital interests as well. In the space of the last few years, the government has declared that it will use its forces to evacuate endangered Japanese nationals abroad. The government is increasing spending on special operations forces. And earlier this year, the Japanese parliament announced a formal review of the nation's pacifist constitution.

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New long-range jets would provide Japanese forces with the potential for an important new intelligence-gathering. A mission launched from the Iwakuni Naval Base, for instance, could easily follow the Chinese coast. The swath of land extending inland contains the bulk of airfields, supply depots, missile installations and naval facilities of the People's Liberation Army. The same mission could easily overfly the contested Spratley Islands and pick up intelligence on the Vietnamese harbor at Cam Rahn Bay.

Depending upon the package of sensors, the new aircraft can perform photo reconnaissance, intercept electronic transmissions, and gather other intelligence while staying outside other nations' airspace. Airborne Warning and Control Systems (AWACS) routinely carry look down radar. New upgrades of the AWACS include passive detection systems and pulse-Doppler radar able to see small, stealthy targets. The synthetic aperture radar of a different platform, such as the U.S. E-8C Joint Stars, can watch ground targets in excess of 120 miles away.

Greater airborne surveillance would help solve an annoying problem for the Japanese - their reliance on intelligence from the United States. When North Korea launched a missile in 1998, the Japanese government did not receive timely intelligence from the United States. Washington clearly controls the flow of information to Tokyo, which is concerned about missile programs in the region.

The real solution for Japan would be the development of its own constellation of spy satellites. Already, smaller and less- developed nations - such as Singapore and Turkey - are working on their own systems. But Washington is loath to lose influence and has done its best to impede the process in Japan. The Clinton administration has rebuffed even suggestions from top officials of the previous government, under the late Prime Minister Obuchi.

In the meantime, greater airborne reconnaissance can help fill Japan's intelligence gap.